revealing or informing material information likely to affect investor?s interests was in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC
behalf of client and seeking benefits from the client during the performance of duties were in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market
offences regarding market misconduct, and introducing civil penalty as an alternative sanction. Assistant Secretary-General Sakkarin Ruamrangsri said: ?The nature of market misconduct has become more
2.1 Credit Risk Management 5 2.2 Market Risk Management 5 2.3 Liquidity Risk Management 6 3. Business Directions and Operations of Core Businesses 7 3.1 Sustainable Development and Corporate Governance
Securities and Exchange Commission No. Nor Por. 3/2559 Re: Guidelines for Establishment of Information Technology System ______________________ Whereas the Notification of the Capital Market Supervisory Board
69,105 1.5% Interbank and money market items 2,380 2,429 2,039 (2.0)% 16.7% 7,130 6,403 11.4% Investments 2,611 2,621 2,454 (0.4)% 6.4% 7,580 6,764 12.1% Total interest income 28,471 28,014 28,220 1.6% 0.9
in the Universe of ESG 100 securities group of 2018. Results of the Quality Assessment of the Annual General Meeting of Shareholders Thai Investors Association has assessed the Annual General Meeting
securities has selected in the Universe of ESG 100 securities group of 2018. Results of the Quality Assessment of the Annual General Meeting of Shareholders Thai Investors Association has assessed the Annual
has selected in the Universe of ESG 100 securities group of 2018. Results of the Quality Assessment of the Annual General Meeting of Shareholders Thai Investors Association has assessed the Annual