, which will serve as another important milestone reflecting the strong relationship between the SECC and SEC Thailand. During this meeting, the SECC and SEC Thailand also agreed to enhance the strong

, name and contact address of clients in Thailand, records of their meeting with clients, lists of tradable securities, and records of investment fees charged on clients. SEC also finds that Broadgate

considered a related party transaction because GSTEL holds 18.8 percent of the total GJS shares, through direct and indirect shareholding; thus, it must be approved by the shareholders’ meeting with at

, and the use of technologies to increase service choices and efficiency in meeting investors? demands.The SEC is therefore proposing draft rules on providing assisting tools for efficient investment

สิงหาคม 2566 เวลา 14.00 น. ด้วยวิธีการประชุมด้วยตนเอง ณ ห้องประชุม สเปลโล่ ชั้น 6 อาคาร แกรนด์ พาลาสโซ (อาคารใหม่สีม่วง) โรงแรม เดอะ พาลาสโซ กรุงเทพฯ และประชุมผ่านสื่ออิเล็กทรอนิกส์ (E-Meeting) เพื่อขอ

carbon economy. The SEC plans to organize webinars and capacity building sessions for asset managers throughout 2023. For starters, an introductory meeting with asset managers will be held on 25th January

grow. The SEC is revising the regulations on establishment of Islamic mutual funds, in accordance with the resolution passed at the Capital Market Advisory Board’s Meeting No. 2/2023, held on 21 February

money more efficiently, the SEC, with the approval of the Capital Market Supervisory Board at the Meeting No. 10/2565 dated 22 September 2022, is proposing a regulation that would require AMCs

On 15 August 2023, the Capital Market Supervisory Board Meeting No. 8/2023 passed a resolution approving the principles and draft regulations related to protection of derivatives business customer

. On 23 May 2023, the Capital Market Supervisory Board Meeting No. 5/2566 passed a resolution approving in principle the proposed amendments to the governing regulations. The key principles and the