securities company encounters financial problems, the clients’ money under custody of the securities company shall not be protected under the Deposit Protection Agency Act; (3)2 provide a written contract or
Stock Exchange of Thailand and submit a written notice to shareholders within 21 days from the day of making such disclosure to the Stock Exchange of Thailand. Nevertheless, since the Company will convene
transaction under the Acquisition and Disposition Notifications, which requires the information disclosure to the SET and written notification of the Transaction information to the shareholders within 21 days
sell electricity to EVN in Socialist Republic of Vietnam instead of EDL which EDL issued the written consent letter for Nam San 3A to sell electricity to EVN without any additional obligations to Nam San
Promisors will not sell, transfer, pledge or impose any collateral conditions which causes the held Trust’s units less than the proportion as set forth without prior written consent from the Trust. (b) PD and
documentation. Clause 7 In deliberating an application, the SEC Office is empowered to give a written notice calling an applicant to provide an explanation or submit additional evidentiary documentation as deemed
analysis in securities through mass media shall seek an approval from the securities company in advance. In this regard, the securities company shall set out the rules which requires a written authorization
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...
information as required in List (1) attached to the Notifications on Acquisition or Disposition of Assets, and then submit written notice to the shareholders within 21 days from the date of disclosure of the
least contain the information as required in List ( 1) attached to the Notifications on Acquisition or Disposition of Assets, and then submit written notice to the shareholders within 21 days from the