financial products, either domestic or foreign issues will be drafted, rather than a rule-based one. Also, consideration on suitability of target investors will be addressed. The proposed rules govern
asset report will be more flexible in that the report must be sent within 5 working days of the following month to the clients or at least once a year to the clients who have been inactive for more than a
Bangkok, February 13, 2015 ?Current regulations prescribe that a mutual fund must be dissolved if more than two-third of all the units sold were redeemed. The rationale behind the said regulations is
of OSK Investment Bank Berhad, Malaysia (OSKIB) in purchasing shares of BSEC from BFIT with the offer price significantly higher than the market price, thus requiring OSKIB make a tender offer for
July 14, 2022. However, Zipmex submitted the report to the SEC office on August 8, 2022, later than the period specified in the notification of the SEC. DAB Act S.94 in conjunction with 30 Settlement
, 2023. However, GMOZ submitted the financial statement for the year 2022 to the SEC office and notified the financial statement on GMOZ’s website on June 21, 2023 later than the period specified in the
overseas suppliers materially lower than the actual value to deceive any persons about financial condition and performance of the company with aiding and abetting by Mr. Nakun Sakunchotikarote. The said
the accounts of GSTEL by making false entries concerning the purchase of raw materials from overseas suppliers materially lower than the actual value to deceive any persons about financial condition and
materially lower than the actual value to deceive any persons about financial condition and performance of the company. The said entries were found in the financial statements: Q1/2009, Q2/2009, Q3/2009 and