Asia Plus Securities Company Limited Asia Plus Securities Company Limited ("ASPS"), failed to prepare and submit the report on the sale results of structured notes Series 1/2022 No. 117

Asia Plus Securities Company Limited Asia Plus Securities Company Limited ("ASPS"), failed to prepare and submit the report on the sale results of structured notes Series 1/2022 No. 118

be liable for ASPS’s failure to prepare and submit the report on the sale results of structured notes Series 1/2022 No. 112 within the period specified in the notification of the SEC Office on August 2

be liable for ASPS’s failure to prepare and submit the report on the sale results of structured notes Series 1/2022 No.113 within the period specified in the notification of the SEC Office on August 2

be liable for ASPS’s failure to prepare and submit the report on the sale results of structured notes Series 1/2022 No. 114 within the period specified in the notification of the SEC Office on August 4

be liable for ASPS’s failure to prepare and submit the report on the sale results of structured notes Series 1/2022 No. 115 within the period specified in the notification of the SEC Office on August 4

be liable for ASPS’s failure to prepare and submit the report on the sale results of structured notes Series 1/2022 No.116 within the period specified in the notification of the SEC Office on August 4

be liable for ASPS’s failure to prepare and submit the report on the sale results of structured notes Series 1/2022 No. 117 within the period specified in the notification of the SEC Office on August 4

be liable for ASPS’s failure to prepare and submit the report on the sale results of structured notes Series 1/2022 No. 118 within the period specified in the notification of the SEC Office on August 4

Kiatnakin Phatra Securities Public Company Limited Kiatnakin Phatra Securities Public Company Limited ("KKPS"), failed to prepare and submit the report on the sale results of structured