Translation (UNOFFICIAL TRANSLATION) PAGE 2 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand
Asset Management Public Company Limited as a fund management company failed to manage Krung Thai CLMVT Equity Fund (KT-CLMVT) strictly in http://market.sec.or.th/public/idisc/en/Enforce Settlement
management company failed to manage Krung Thai CLMVT Equity Fund (KT-CLMVT) strictly in http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 20/2022 Dated 07/12/2022 Satang
English translation is strictly for reference. - 21 - FORM 56-1 One Report (Attached to Notification No. Tor Jor. 55/2563) Applicable to the Financial Year Ending 31 December 2021 onwards Annual
the mobile application “SEC Check First”, verify information before making investment decisions by directly inquiring the companies or individuals whose names or photos are referred to, and strictly
grade, as well as some that remain unrated, on which SEC regulates strictly to protect the investors.Furthermore, the SEC has been closely following the issuing and sale of private bonds. Since June
consequently criminal punishment. If other actions of POLAR executives are found to be liable to any offence under the Securities and Exchange Act, the SEC shall take legal action strictly in due course