to send comments or suggestions by 16 November 2020 via the website or e-mail to pitchayai@sec.or.th. ________________________ Note: *4 Acts are the Securities and Exchange Act B.E. 2535
Mr. A did not consent to bring an end to the case at the SEC level, the SEC therefore decided to send a letter to the prosecutor to file a civil lawsuit against Mr. A and press for civil sanctions
explanation to the SEC accordingly. In performing duties, investment consultants can send trading orders only when obtaining instructions from the clients. They are not allowed to make securities
the transactions and permitted {A} to continue trading in attempt to recover loss incurred in the trading account.In performing their duties, investment consultants can send trading orders only when
authorization that {A} had obtained to make securities trading decisions on the clients' behalf.In performing their duties, investment consultants can send trading orders only when obtaining instructions from
market. Investor contacts are obliged to send trading orders into the Stock Exchange of Thailand's trading system properly and not get involved in any wrongdoing. Any investor contact who fails to comply
per share within the agreed period). The investment allows the Company to send the representatives to be the director in GS of 3 persons from 5 persons to help the Company to control the business
/ Company Tax ID : 0107545000021 (1) To disclose information on the disposal of assets to the Stock Exchange of Thailand; (2) Send letter of notification to shareholders regarding the assets disposition of
including SEC, the National Savings Fund (NSF), state enterprises, private companies, and investment management companies.”SEC Deputy Secretary-General Paralee Sukonthaman said “The provident funds are a
different categories which are single fund of state enterprise, single fund of private companies, and pooled funds of asset management companies. Any provident fund can apply and submit documents until 9