. Such report shall contain at least the following particulars: (Translation) 2 (1) Incorrect unit value; (2) Correct unit value; (3) Causes of the incorrect unit value; and (4) Preventive measures against
shall be rendered an evidence showing such distribution of handbook; (2) preparing a customer’s profile in writing containing the particulars prescribed by the Office and shall have the customer certify
particulars and materials in accordance with the guideline for risk disclosure statement specified by the SEC Office. In the disclosing of risk in derivatives trading in the first paragraph, derivatives broker
procedure to ensure that customer is aware of the risks in derivatives trading, by having at least a document containing risk disclosure statement which have minimal particulars and materials in accordance
; (3) give the name and contact details of the derivatives broker in order for the client to be able to make enquiries on the giving of advice; and (4) comply with the criteria for the translation of
giving advice under the law governing derivatives; (3) give the name and contact details of the derivatives broker in order for the client to be able to make enquiries on the giving of advice; and (4
Details Data not found Form 56-1 : Annual Registration Statements ( 2 record(s) found) Name Year Receive Date Details MATCHING MAXIMIZE SOLUTION PUBLIC COMPANY LIMITED 2021 21/06/2022 MATCHING MAXIMIZE
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