other business operators within 2 years, the client will not be required to do the suitability test prior to making investment in newly issued shares, warrants or bonds. Also, the submission of client

well as significant events after offering for sale of the aforesaid financial instruments, and would prescribe organization of annual meetings in a similar way as required of listed companies. This is to

of business contingency management, IT security, operational outsourcing and complaint handling. In addition, all but future exchange would be required to comply with new rules on organizational

Bangkok, December 16, 2011 ? The SEC declines to extend deadline for Tongkah Harbour Plc. (THL)?s special audit report submission, which is required to submit to the SEC within December 9, 2011.The

letter of consent. However, the company failed to fully make the required payment accordingly. The SEC has therefore submitted a request to the public prosecutor to file a petition with the Civil Court

accordance with duties required to be performed. This case is in the process of inquiry by the inquiry official. SEC Act S.300 Criminal Complaint Filed with an Inquiry Official Dated 13/03/2025

order or act in accordance with duties required to be performed. This case is in the process of inquiry by the inquiry official. SEC Act S.300 Criminal Complaint Filed with an Inquiry Official Dated 13

required duty of his position resulted in the offence committed by Ektech Corporation Company Limited concerning the case that Ektech Corporation Company Limited did not reported an incident in which the

Ms. Nongnuch Saklong Ms. Nongnuch Saklong, an authorized director of TAB Trading Company Limited was responsible for the company's operations. Her failure to perform the required duty of her

Mr. Boonluea Srichana Mr. Boonluea Srichana, an authorized director of BANFANG TRADING Company Limited was responsible for the company's operations. His failure to perform the required duty of