|- Advertising (section 98(10)) |- Statutory Disqualifications for Management (section 103) |- Management Approval and Revocation (section 104) |- Accounting and Records (section 105) |- Audited Financial

Companies | - |- Registered Companies | - |- Know Your Clients | - |- Risk Disclosure | - |- Books & Records Requirements | - |- Online Submission | - |- Standard Practices | - |- Risk Control

Companies | - |- Know Your Clients | - |- Books & Records Requirements | - |- Online Submission | - |- Risk Control | - |- Compliance / Internal control | - |- Information Technology |- Internal operation of

acts that benefit or impede the SEC’s proceedings, and records or any other past demeanors which indicate inappropriateness to be personnel in the capital market business. Investors are strongly

imprisonment for a term of five to ten years and a fine of THB 500,000 to THB 1 million. The SEC is also investigating other issues in connection with the fair value of assets and records of accounts, and if

, rectifications or other acts that benefit or impede the SEC’s proceedings, and records or any other past demeanors which indicate inappropriateness to be personnel in the capital market business.In this

KTB. 2) Jointly permitting MGR to produce incorrect accounting records by willfully omitting the record of obligation on loan guarantee agreement in (1), the transaction of which caused irregular change

profit in Q1/2009. The information was significantly different from the company's previous records showing profit in every quarter during the past three years (2007-2009) and thus considered material to

on that person, the impacts in terms of damages or benefits arising, any rectifications or other actions that are beneficial or obstructive to the SEC’s proceedings, and any records or past demeanors

or hinder the SEC’s proceedings; and records or past demeanors indicating unsuitability to serve as personnel in capital market businesses.  The SEC emphasizes that investors should not permit others