the relevant supervisory law; (2) being capable of maintaining capital and reserve under relevant supervisory law; (3) not being restricted, suspended or restrained of its operation by regulator; (4) no
suspending their business or suspended business operations by SEC List of company licensed Securities Brokerage (Securities Company) ชื่อย่อ ชื่อ เว็บไซต์ Company Abbreviation Company Name Website AIRA AIRA
established by the IFAC shall apply; (2) having certified public accountants whose licenses are still valid or are not currently suspended nor revoked by the ethical standards committee under the law governing
suspended, revoked, or executed by the enforceable undertaking, or the SEC Office has disclosed incompetence in performance of duty, as the case may be; ( (3) request for renewal of approval or request for
suspended, revoked, or executed by the enforceable undertaking, or the SEC Office has disclosed incompetence in performance of duty, as the case may be; (3) request for renewal of approval or request for
process of temporarily suspending their business or suspended business operations by SEC รายชื่อบริษัทที่ได้รับใบอนุญาต การค้าหลักทรัพย์อันเป็นตราสารแห่งหนี้ (ประเภทบริษัทหลักทรัพย์) ชื่อย่อ ชื่อ เว็บไซต์
On 25 November 2023, the SEC ordered Zipmex to rectify its financial condition to comply with the rules on fund maintenance as the company failed to do so and subsequently suspended its business
operations of all types are being suspended, as ordered by the SEC on 24 November 2023, as a result of its failure to maintain net fund as required by law. Furthermore, during this suspension order, Zipmex
suspended her approval as investment consultant for Complex Instruments Type 2*** and investment planner for one month and 10 days. However, the bank had already penalized Prapai by prohibiting her from