Supervisory Board approved the revision of regulations on business operators to require a report of change in operating system if the change significantly impacts the business undertaking. This is to enhance

Operators B.E. 2559 (2016) ______________________ By virtue of Section 110 of the Securities and Exchange Act B.E 2535 (1992) and Clause 2 of the Notification of the Capital Market Supervisory Board No

is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. SorThor. 67/2558 Re: Official Holidays of Securities Companies and Derivatives Business Operators B.E

Commission Notification of the Securities and Exchange Commission No. SorThor. 26/2550 Re: Securities Companies and Derivatives Business Operators’ Holidays for B.E. 2551 (2008) _____________ By virtue of

of the Securities and Exchange Commission No. SorThor. 26/2550 Re: Securities Companies and Derivatives Business Operators’ Holidays for B.E. 2551 (2008) _____________ By virtue of Section 110 of the

and Exchange Commission No. SorThor. 26/2550 Re: Securities Companies and Derivatives Business Operators’ Holidays for B.E. 2551 (2008) _____________ By virtue of Section 110 of the Securities and

Guidelines, which cover the following key points:  (1) To reduce the submission frequency of IT audit reports suitable for the risk level of small business operators and low-risk business operators to every

To avoid disruption to economic activities as securities companies and derivatives business operators are key intermediaries for providing investment services to businesses and the public, the SEC

operators. The revised regulations require the said licensees appoint independent directors to perform their duties with honesty and trustworthiness for customer interest and thus aim to ensure efficient

planned to lift suitability test standard to facilitate business operators and investors. The standardized suitability test will be used for investment in all types of the capital market products including