securities trading as well as amount of securities and prices, all of which were acknowledged by the client's authorized person. Making securities trading decisions on behalf of client is in violation of

well as acknowledging the problem. The booth provided basic investment knowledge and sources of information for making decisions, which will help them attaining their life goals and ready for retirement

trading transactions of a client making orders in the trading room.Investment consultants must keep a full and complete record of all investment advice as well as clients? securities and/or derivatives

gathering related documents and evidence for auditor. Considering that financial statements provide investors and shareholders with vital information for making investment decision and monitoring listed

underwriter to issue 4 consecutive quarterly research papers after the initial public offerings process to provide the public adequate and ongoing information for investment decision making. The SEC is seeking

the opinion of an independent financial advisor attached to the notice calling for a shareholders? meeting to provide sufficient information for shareholders? decision-making. In addition, such

of sufficient disclosure to support shareholders? decision making. There would be no changes to the key principles or the obligations in relation to tender offer.The whitewash resolution amendment

the dessimination of facts that had not yet been disclosed to the SET and contained material information that could have influenced investors? decision making and the price movements of WHA shares being

products and services so that investors would have more investment choices to choose from. However, clear and sufficient disclosure of information is imperative to facilitate investors? decision making. The

information on performance comparison of mutual funds with the same investment policies prior to making their investment decision.? Somjin Sornpaisal, Chairman of AIMC, said the AIMC would conduct a study