operators, as well as prevent systemic risk, without imposing unnecessary burdens on business operators. The consultation paper is available at: https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=993 and the

circumstances or hinder businesses or livelihoods, thus imposing unnecessary burdens on the public. 

was sufficient and appropriate with regard to the audit of the revenue and the accrued income which were material to the financial statements, causing her to fail to detect the fictitious revenue and

new directors on 8 March 2019, causing the IFEC Board to fully comprise 8 directors,and the resolution appointing Chairman and Chief Executive Officer by the Board of Directors Meeting No. 1/2562

with the SEC, thus causing it to be an unapproved share offering.NEWS private placement without the SEC approval was in violation of Section 33 and liable to the penalties under Section 268 of the

securities investment exceeding the approved amount was also detected by the auditor causing the auditor unable to verify the correctness and completeness of the investment transaction. The SEC, therefore, has

.  Earlier, the SEC notified SINGHA to rectify its 2010 financial statements (submitted to the SEC on February 27, 2012) due to limitation of audit scope by the company?s management causing the auditor to

. (Thailand) Ltd. for disseminating information, which had not been reported to the Stock Exchange of Thailand, causing the public to understand that the price of TPIPL stocks would increase, as well as (3

clients' assets.  In case of {A}, the SEC received a complaint filed by a client of KGI Securities (Thailand) Plc. which indicated that {A} had made unauthorized trading decision causing damage to the

investment plan in significant portion of common shares issued by Sammakorn Plc. (SAMCO).  The transaction would turn the fate of {X1} Company amidst a crisis causing cease of its core business operation at