Following the complaints of two clients and SEC’s further investigation, it was found that {A} had made trading decisions without investors’ orders, while {B} and {C} had accepted trading orders

SEC investigated further and found that Mr. Konoshita ordered Group Lease Holding Co., Ltd. (GLH), a subsidiary of GL based in Singapore, to issue loans to several foreign companies.Evidence showed that

 in the capital market can fulfil the SMEs needs to achieve such goal. We also hope that the collaboration under this MOU will increase the potential of SME operators and make the evolvement of

investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous

disclosure requirements, they will be required to disclose the Internal Rate of Return (“IRR”) in the fund prospectus and the annual report so that investors have more information to make investment

program trading including the trading conditions. A key operating system compatible for the undertaking of private fund management must also be established to ensure that intermediaries will be able to

mutual agreements to achieve rapid results, such as the project of “One-Stop Service” that was officially launched on 24 September 2019 and the project of “One Report” which will organize a seminar for

Thailand will provide to each other with regard to cross-border equity offering and depositary receipt (DR), which can make a strong contribution to the successful implementation. Enhancing cooperation

SEC Secretary-General Ruenvadee Suwanmongkol said, “As I have taken a job as head of SEC since early May,  I commit myself to work closely with SET on holistic approach in order to enhance

. In this regard, the SEC has urged all investors to be more cautious in their securities trading and consider fundamental information sufficiently before making an investment decision. This will help to