administrative sanction shall depend upon an uncertain future event; (3) the prescription to act or omit to act by the person subject to the sanction to rectify or prevent repetition of violation or non-compliance
, or such person is not suitable to be the service provider, the SEC Office shall [i] notify the intermediary to amend, act or omit to act in any way in order to comply with this Notification, or [ii
omit to act in any way 5 Amended by the Notification of the Capital Market Supervisory Board No. TorThor. 47/2560 Re: Outsourcing Operational Function relating to Business Operation to Third Party (No.6
may order such securities company to correct, act or omit any act so as to comply with this Notification. Notified this 26th Day of September 2000. Tarrin Nimmanahaeminda (Mr. Tarrin Nimmanahaeminda
securities broker or in securities dealing, the Office may order such securities company to correct, act or omit any act so as to comply with this Notification. Notified this 26th Day of September 2000. Tarrin
deemed that the intermediary has already complied with the requirements under this Notification; (2) order an intermediary to amend, act or omit to act in any way to comply with this Notification or the
the intermediary has already complied with the requirements under this Notification; (2) order an intermediary to amend, act or omit to act in any way to comply with this Notification or the rules
act or omit from any act: (1) there is a ground to deliberate that such rules or conditions to be waived are immaterial to the deliberation of the approval, and costs outweigh benefits derived from