Offer Agent by submitting Form A-3 of Attachment 1 for the ordinary shares, and Form C-3 of Attachment 3 for Non-Voting Depository Receipts (“NVDR”). In the event that any Offeree fails to declare such
approved by and registered with the Office, whose main objective is to promote and develop securities business in the category of asset management; “Custody agent” means any person whom a registered person
with the Office, whose main objective is to promote and develop securities business in the category of asset management; 1“Custody agent” means any person whom a registered person appoints as an agent to
Regulations on Providing Services of Derivatives Agent ______________________ Clause 13 For the purpose of preventing and ceasing unfair acts or improper investments or transactions, an intermediary shall
Derivatives Agent ______________________ Amended by the Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 13/2562 Re: Rules in Detail on Communication with and Providing
securities investments; “investment advisory agent” means a natural person other than director or officer of the investment advisory company, appointed by the investment advisory company to be an advisory
าหนดใหผู้ดู้แลผลประโยชน์ของคู่สัญญา (escrow agent) ซ่ึงเป็นบุคคลท่ี 3 ท่ีมีความน่าเช่ือถือ เป็นผูเ้ก็บรักษาเงินค่าจองซ้ือดงักล่าว โดยปัจจุบนัมีธนาคารพาณิชยท่ี์ไดรั้บใบอนุญาต escrow agent จากกระทรวงการ
. Evidence on the appointment of a local representative in Thailand as the agent of CIS Operator ( issued by CIS Operator ) [ ] 5. Evidence on the appointment of an authorised person of CIS Operator ( issued