the preceding year by way of, for example, general comparison with competitors, customers’ characteristics, target customers, sales and distribution channels. In case of export, specify the domestic
contract of capital market products or [ii] the decision for investment on behalf of the client (front running); (2) using investment analysis data, prepared by itself or received for distribution, in favor
with the following condition: (a) the units of the same class shall render equal rights and benefits; (b) a different class of units may render different rights and benefits in: 1. the distribution
following cases currently under the consideration of the SEC Office: 1. dishonest act or gross negligence; 2. disclosure or dissemination of information or a false statement that may be misleading or
editing or adding any statement that may be misleading. The source of information and date of dissemination of such copied or referred statement shall be clearly specified. Clause 8. The advertisement
and date of dissemination of such copied or referred statement shall be clearly specified. Clause 8. The advertisement related to return or past performance of the fund shall be in accordance with the
Officer (DPO) of the SEC Office. 7. Communication and Dissemination of Information on the Capital Market The SEC Office communicates and disseminates information relating to the capital market, as well as