the company and arranging for the transfer even though it was not her duty to do so and she was not the investment consultant in charge of such client?s account. Auracha later arranged for AEC back
companies, to buy securities and then transfer them to the aforesaid friend's account.In addition, {A} instructed an investment consultant colleague in charge of a client's securities trading account to make
, corporate social responsibility and qualifications of employees in charge of corporate governance. The proposed revision would help investors and other stakeholders to gain a greater knowledge of the
, corporate social responsibility and qualifications of employees in charge of corporate governance. The proposed revision? would help investors and other stakeholders to gain a greater knowledge of the
, corporate social responsibility and qualifications of employees in charge of corporate governance. The proposed revision would help investors and other stakeholders to gain a greater knowledge of the
Division comprises Intermediaries Supervision and Development Department, Intermediaries Inspection Department and Licensing Department. 2. Deputy Secretary-General Vasant Thienhom is in charge of the
charge. The event will be held on Tuesday March 10, 2015, 08.30 ? 16.30 hrs., at Room 1601 and 1501, the SEC Office, Vibhavadi-Rangsit Road. Please contact 0-2263-6023 or 0-2695-4674 for more information
update for free of charge.
?SECID=9126 SEC Board orders Zipmex to resume trading services according to trading rules and deposit/withdrawal service of digital assets company’s Trading Rules as approved by the SEC Board and its
decisions regarding https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9126 SEC Board orders Zipmex to resume trading services according to trading rules and deposit/withdrawal service of digital assets