and controlling system for acquisition and disposition of client’s assets; □ (3.3) System for verification and reconciliation of client’s assets to ensure accuracy and completeness; □ (3.4) System for
acquisition and disposition of client’s assets; □ (3.3) System for verification and reconciliation of client’s assets to ensure accuracy and completeness; □ (3.4) System for asset inventory demonstrating
) System to prevent damages to private fund assets, as well as related information and documents, and controlling system for acquisition and disposition of private fund assets; (c) System for verification
) System for verification and reconciliation of private fund assets to ensure accuracy and completeness; (Translation) -4- (d) System for asset inventory demonstrating details and amount of private fund
จึงกำหนดมาตรฐานขั้นต่ำในการพิสูจน์ตัวตน เพื่อให้การรวบรวมและตรวจสอบข้อมูล หลักฐานของลูกค้า (identification และ verification) มีคุณภาพเพียงพอที่จะให้มั่นใจว่า 1) ลูกค้ามีตัวตนจริง มีเพียงคนเดียว 2) หลัก
. No. 4 – Revision has been made to remove restrictions and minimize service users’ burden for proof of identity and identity verification. (Previously, service users had to be present in order to submit
securities company shall provide information or evidentiary documentation related to verification of identity of its clients , the ultimate beneficiaries for the securities trading of the clients and the
related to verification of identity of its clients, the ultimate beneficiaries for the securities trading of the clients and the controlling persons of the securities trading of the clients, and shall
shall be made readily available for immediate use or verification by the management company , and shall be made available for the SEC Office’s inspection upon request. Clause 15 In case the SEC Office
clients. In this regard, such documents shall be made readily available for immediate use or verification by the management company, and shall be made available for the SEC Office’s inspection upon request