Shareholders/Fund Manager/Mutual Fund Supervisors/Custodians/Auditors >> Approval and Qualifications Type Title Section See Document Status Notified Date Effective Date 1. Act Securities and Exchange Act
Shareholders/Fund Manager/Mutual Fund Supervisors/Custodians/Auditors >> Fund manager Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market Supervisory Board
Shareholders/Fund Manager/Mutual Fund Supervisors/Custodians/Auditors >> Property Fund Manager Type Title Section See Document Status Notified Date Effective Date 1. Act Securities and Exchange Act 2535
Shareholders/Fund Manager/Mutual Fund Supervisors/Custodians/Auditors >> Registration and Qualifications Type Title Section See Document Status Notified Date Effective Date 1. Act Securities and Exchange Act
(Section 103, 104) |- Auditors |- Reporting |- Fees |- Related Circular Letter Marketing |- Approval and Standards Practice |- Code of Conduct |- Fees |- Related Circular Letter Fund Rating Agency
Capital (Section 96) |- Business Operation Rules |- Capital Adequacy Requirements |- Executives / Personnel | - |- Approval & Qualifications (Section 103, 104) |- Auditors |- Reporting Requirements |- Fees
Companies | - |- Outsourcing Services | - |- Appoint service provider OR marketing representatives (Section 18) |- Auditors | - |- Approval (Section 30) |- Accounting and Financial Statements (Section 27, 28
Securities Companies | - |- Outsourcing Services | - |- Appoint service provider OR marketing representatives (Section 18) |- Auditors | - |- Approval (Section 30) |- Accounting and Financial Statements
International Standards on Quality Management 1 (ISQM 1); (2) having full-time CPAs and full-time assistant auditors as https://www.sec.or.th/EN/Pages/LawandRegulations/AuditorAccountRegulatorySummary.aspx Thai
/News_Detail.aspx?SECID=8061 SEC requires AIE to make clarification and notifies AIE and AI to cooperate with auditors auditor?s findings in the audit of the company 2014 financial statements on cost of sales and