which have been audited and reviewed by an approved auditor to the SEC and disclose them to the public by March 22, 2012.
partly due to the fact that Jeeraporn, former assistant auditor, had disclosed the draft financial statements of the clients under responsibility of her audit group to her sister Jeeranan when she knew or
to the latest financial statement audited by an auditor; (10) a juristic person having total securities investment of one hundred million baht or more, according to the latest financial statement
, Chonburi 20230 Thailand Tel. 66-38 480-020-1 FAX. 66-38 480-080 Data from the financial statement on 31 December 2018, which has been audited by the auditor. Description Amount (‘000 Baht) Total Assets
- Banking - Digital Assets https://www.sec.or.th/TH/Documents/Auditor/QAQR-04.xlsx securities-ITchecklist.xlsx security) (2) การบริหารจัดการบุคลากร และบุคคลภายนอก (3) การบริหารจัดการทรัพย์สินด้าน IT (IT asset
://www.sec.or.th/TH/Documents/Auditor/QAQR-04.xlsx securities-ITchecklist.xlsx security) (2) การบริหารจัดการบุคลากร และบุคคลภายนอก (3) การบริหารจัดการทรัพย์สินด้าน IT (IT asset management) (4) การรักษาความมั่นคง
securities companies customers’ assets in its possession to have at least 2 audit responsible for recipience notified from the auditor that may report doubtful behavior which directors or managers have
(including the use of paper-based and electronic forms) to ensure that it https://www.sec.or.th/TH/Documents/Auditor/QAQR-07.xlsx securities-ITchecklist.xlsx Timeline การปฏิบัติตามประกาศ IT กรอบระยะเวลาการ
report and financial information of the Office; (3) coordinating with the Office of the Auditor General of Thailand in the matter of auditing the financial https://www.sec.or.th/EN/Documents