Companies Project Web Page at www.sec.or.th/StrengthenCG.
the SEC web site.____________________Remarks:* Clause 23(1) refers to the prohibited characteristic of the personnel in the capital market business under Clause 31(1) of the Notification of the
for investment in securities and derivatives. The said actions were done under the name ?Nateethong? through the web blog: URL http://nateethong.bloggang.com. Due to the fact that Yuttana was neither
กับการเปิดให้บริการเป็น exchange ซึ่งจากการตรวจสอบเบื้องต้นจากหน้า website พบว่าเป็นบริษัทตั้งอยู่ที่ประเทศมาเลเซีย โดยหน้า web trade มีให้บริการทั้งหมด 10 ภาษา รวมทั้งภาษาไทย ทั้งนี้ Platform มี
of operation for preventing conflict of interest and Chinese wall. (c) a method and procedure for controlling and monitoring the operation under (b). In case the applicant is a SC. and applies for
government agency and state enterprise under the law on budgetary procedure; (8) the Financial Institutions Development Fund; (9) a juristic person having total assets of five hundred million baht or more
. Notification of the Securities and Exchange Commission Kor.Dor. 17/2539 Rules, Conditions and Procedure for Applying for License and Granting of License to Provide Services as Securities Registrar (Codefied