the regulations on sale promotion advertisement, engagement of introducing broker agent, and disclosure of brokerage transaction activities, which will come into force starting from 1 January 2022

the regulations on sale promotion advertisement, engagement of introducing broker agent, and disclosure of brokerage transaction activities, which will come into force starting from 1 January 2022

issuers.Moreover, considering the potential of banks and their subsidiaries to provide selling agent services for ASEAN CIS, the SEC has coordinated with the Bank of Thailand to allow the banks licensed to undertake

รพล โสคติยานุรักษ์ เลขาธิการ ก.ล.ต. เปิดเผยว่า คณะกรรมการกำกับตลาดทุนมีมติเห็นชอบให้เพิ่มประเภทตัวกลาง (selling agent) ในการเป็นตัวแทนขายและรับซื้อคืนหน่วยลงทุน สำหรับผู้มีคุณสมบัติตามที่กำหนด คือ (1

approved by and registered with the Office, whose main objective is to promote and develop securities business in the category of asset management; “Custody agent” means any person whom a registered person

with the Office, whose main objective is to promote and develop securities business in the category of asset management; 1“Custody agent” means any person whom a registered person appoints as an agent to

with the Office, whose main objective is to promote and develop securities business in the category of asset management; 1“Custody agent” means any person whom a registered person appoints as an agent to

าหนดใหผู้ดู้แลผลประโยชน์ของคู่สัญญา (escrow agent) ซ่ึงเป็นบุคคลท่ี 3 ท่ีมีความน่าเช่ือถือ เป็นผูเ้ก็บรักษาเงินค่าจองซ้ือดงักล่าว โดยปัจจุบนัมีธนาคารพาณิชยท่ี์ไดรั้บใบอนุญาต escrow agent จากกระทรวงการ

.  High Net Worth Individual KBank’s collaboration with Lombard Odier, our business partner, continued with the objectives of enhancing our products and services to be on par with world-class standards

Company Limited And Phatra Securities Public Company Limited (Tender Offer Preparers) Phatra Securities Public Company Limited (Tender Offer Agent) “This English language translation of the Tender Offer has