which obtains the securities business license in the following categories, but exclude a securities company being a commercial bank under the Law on Financial Institution, a life insurance company under
with a criminal complaint by the SEC Office or not being under legal proceedings as a result of a criminal complaint filed by the SEC Office for any offense related to undertaking a digital asset
derivatives agent; (3) person licensed to provide services as securities registrar, excluding persons licensed to provide services as securities registrar under the Notification of the Securities and Exchange
public limited company established under the Thai law; (2) being a juristic person established under a specific law; (3) being a branch of a foreign commercial bank which is licensed to undertake
under this Notification shall be exempted from being regarded as the operation of derivatives exchange or derivatives clearing house for which a license is required during the period of such regulatory
include a person having entered into an agreement for full or partial power of management. Clause 2 The operation under a regulatory sandbox of a person who is approved by the SEC Office under this
qualifications and other prohibited characteristics of the derivatives business’s executives ; (5) Being able to show that person who is major shareholder does not have any prohibited characteristics under the