the Capital Market Business (Synopsis) 03/06/2014 01/07/2014 Circular SEC.ID (C) 15/2562 Guidelines Regarding Roles and Expectations of Directors of Securities Companies and Derivatives Business
Bangkok, 15 March 2017 - The SEC has suspended the approval of two securities investment consultants, {A} and {B}, for failing to perform duties with responsibility and deliberation as a professional
disclose the information through the SET Electronic Information system. As a listed company, JKN has the responsibility to disclose accurate and comprehensive information in compliance with the Securities
responsibility must be lived up with to boost confidence and upgrade standards in corporate governance for companies listed in Thailand.Mr. Rapee Sucharitakul, Secretary-General of the Securities and Exchange
SEC files criminal complaint against six GEN?s directors and executives for failing to perform duties with responsibility and due care causing damage to the company Bangkok, May 17, 2012 ? The SEC
client and {B}, an equity investment consultant , was suspended for failure to perform duties with responsibility and due care as the capital market professional, respectively.Following the complaint
? responsibility for the client assets and must have provisions requiring that the companies take full responsibility for the client assets should they become lost or damaged due to the companies? negligence. The
Investment Advisors and Appointment of Investment Advisory Agents (codified as of 28/02/2005) (Synopsis) 14/09/2001 01/03/2002 Report/Form (Notification of Securities and Exchange Commission) Application
Securities and Exchange Commission 24/2544 (Synopsis) 4. Notification of Capital Market Supervisory Board 57/2552 03/08/2009 01/09/2009 5. Notification of the Office of the Securities and Exchange
6. Notification of the Securities and Exchange Commission KorThor/Nor/Yor. 47/2546 Determination of Fees for the Operation of Licensed Businesses (codified as of 04/08/2004) (Synopsis) 30/12/2003