SEC has imposed a 40-day-suspension on {A} as a securities investment consultant, and a two-month suspension on {B} as a securities investment consultant and investment planner. In addition, {B} was
market investment consultant of Finansia Syrus Securities PCL. The suspension was also imposed on {E}, a former executive of UOB Kay Hian for failure to supervise in order to prevent his subordinates from
Bangkok, May 2, 2013 - The SEC disclosed inappropriate behavior as well as imposed suspension on three investment consultants: (1) {A} of Bualuang Securities Plc. for two months; (2) {B} of RHB OSK
investment consultant for three months. Since he has already been subject to a three-month suspension imposed by his employer, the SEC considered that he has already been punished by the SEC ' s order. For {E
as capital market personnel for the period of one year; Suspension of {H} from performing duty as securities investment consultant for seven months.{A} and {B} served as the executives of Country Group
pocket อย่างเป็นระบบและเป็นมาตรฐานเดียวกัน เพื่อให้ผู้ถือหน่วยลงทุนสามารถติดตามสถานะและความคืบหน้าของทรัพย์สินได้อย่างต่อเนื่อง2. การปรับปรุงหลักเกณฑ์ suspension of dealing โดยกำหนดให้ บลจ. แจ้งข้อมูลแก่
digital asset business and to allow the qualified digital assets to be included https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8353 SEC orders temporary suspension of Zipmex services as digital asset
digital assets (trading rules) approved by the SEC. Also, the suspension did not comply with the standards as a http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 5/2022 Dated 05
operators which also operate the digital asset business and to allow the qualified digital assets to be included https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8353 SEC orders temporary suspension of
Digital Asset Association, led by President Nares Laopannarai https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10405 SEC orders temporary suspension of Zipmex services as digital asset exchange and