presented the study on Thai equity fund performance and information of which investors should learn prior to making decision to invest in funds. The Forum was hosted under the Memorandum of Understanding
without fully explaining the fund's features nor giving the fund fact sheet to the client for self-study. The client misunderstood that the trigger fund was a fix-income fund similar to the product of the
process to achieve that goal. SEC has proposed to hire a researcher to conduct a study on the legislations relating to audit firms and auditors supervision in foreign country which will be taken into
Bangkok, April 22, 2014 ? The SEC advised SUPER shareholders to study the company?s proposal to acquire shares of Pro Solar One Co., Ltd. ("ProOne") through its subsidiary before casting votes at the
Bangkok, August 17, 2015 ? The SEC urges shareholders of Gunkul Engineering Public Company Limited (GUNKUL) to study the information and exercise their voting rights on the investment in a solar
pave the way for the companies in preparation for cross-border securities offering, which would help support investors? confidence. The international standards adoption would allow investors to study the
October 30, 2020 Subject: The Management Discussion and Analysis for the second quarter ended June 30, 2020 To: President The Stock Exchange of Thailand Well Graded Engineering Public Company Limited (“the
November 13, 2020 Subject: The Management Discussion and Analysis for the third quarter ended September 30, 2020 To: President The Stock Exchange of Thailand Well Graded Engineering Public Company Limited
of debt securities collateral, in order to enhance their efficiency. SEC Secretary-General Vorapol Socatiyanurak said the SEC held a meeting with Interior Minister Charupong Ruangsuwan, the ministry's
of debt securities collateral, in order to enhance their efficiency. SEC Secretary-General Vorapol Socatiyanurak said the SEC held a meeting with Interior Minister Charupong Ruangsuwan, the ministry?s