List of Approved persons / Licensees Please wait... List of Approved persons / Licensees Name - Surname Miss PRADTANAARALI MOHAMMAD AL QURAISH Approval Type of approval Effective date Expiry date
List of Approved persons / Licensees Please wait... List of Approved persons / Licensees Name - Surname Mr. SEAN GORDON COMEAU Approval Type of approval Effective date Expiry date No records to
List of Approved persons / Licensees Please wait... List of Approved persons / Licensees Name - Surname Mr. YASUAKI TANAKA Approval Type of approval Effective date Expiry date No records to display
year to September 1st to the last business day of each year. This is to provide greater flexibility for business operators and capital market business personnel in applying for an approval renewal
Fund Any other type, please specify __________________________________________ 6) Is the NRI CIS a sub-fund of an umbrella fund? Yes No If “Yes”, please state the name of the umbrella fund
CIS. CIS in Thailand is set up as a legal entity separate from the CIS Operator. In short, after obtaining approval from the SEC Thailand to set up a mutual fund and offer investment units to investors
continued basis with an intent to cause the price or the volume of such securities trading to be inconsistent with the normal market condition. 25/04/2025 referred the case to a state attorney for filing
securities on a continued basis with an intent to cause the price or the volume of such securities trading to be inconsistent with the normal market condition. 25/04/2025 referred the case to a state
securities on a continued basis with an intent to cause the price or the volume of such securities trading to be inconsistent with the normal market condition. 02/12/2025 referred the case to a state
Mr. Theerawat Saekuai . 28/04/2025 filed a lawsuit to a civil court28/11/2024 referred the case to a state attorney for filing a lawsuit to a civil court currently under the Court