Regulations - PVD Act Ministerial Notifications Regulatory Summaries Fundraising Market Professionals Financial reporting and audit oversight Mutual Fund Cross-border Offering of Funds Business Operators
International Standard on Quality Management, which will become effective on 15 December 2022, requires that audit firms communicate with third parties regarding their audit quality management system.” The SEC
@sec.or.th or telephone: 092-498-4939 any day anytime, 24 hours a day. This is the new standard of SEC complaint handling procedure to ensure proper investor protection. Investors and the public can file a
information technology to support the work-from-home routine. In the past, the rules allowed employees of business operators to perform duties from home only during emergency situations (under BCP plan), but
Center business in the amount of 12,788,448 baht or 33.27% from the lower business volume and income from Collection business in the amount of 1,546,722 baht or 4.22% from the lower of Collection business
supervision of digital asset business operators to strengthen investor protection Customer (KYC), fit and proper personnel, standard sales process, management of customers’ digital assets and related data, and
amends regulations on supervision of digital asset business operators to strengthen investor protection Customer (KYC), fit and proper personnel, standard sales process, management of customers’ digital
According to the SEC Strategic Plan, the goal of building competitiveness can be achieved through standard rules and regulations. In this regard, the regulatory guillotine scheme,* which focuses
market ecosystem, positioning it as a resilient avenue for fund mobilization within the business sector and an appealing investment destination for investors. “The SEC gives priority to the collaboration