Corporation (Thailand) without proper licenses granted. Such action was deemed a violation of Section 16 of the Derivatives Act B.E.2546 (2003). In addition the operation constituted public frauds contravening

Corporation (Thailand) without proper licenses granted. Such action was deemed a violation of Section 16 of the Derivatives Act B.E.2546 (2003). In addition, the operation constituted public frauds contravening

Corporation (Thailand) without proper licenses granted. Such action was deemed a violation of Section 16 of the Derivatives Act of B.E.2546 (2003). In addition, the operation constituted public frauds

/5, which are liable to penalties under Section 296, Section 296/1 and Section 296/2. Additionally, Section 47 of the SEA (No. 5) B.E. 2559 (2016) allows for the imposition of civil sanctions on such

The criminal complaint was imposed on two former GGC director and executive, namely (1) Mr.Jirawat Nooritanon, Managing Director at the time of the offense (during 2014 – 2018), and (2) Mr.Wanlop

: Determination of Fees for Application for Offer for Sale of Newly Issued Securities and Application for Securitization Project (No. 7) By virtue of Section 14(2) of the Securities and Exchange Act B.E. 2535 (1992

. KorDor. 15/2553 Re: Determination of Fees for Undertaking Business of Licensed Derivatives Exchange By virtue of Section 9(2) of the Derivatives Act B.E. 2546 (2003) which contain certain provisions

Bangkok, November 18, 2015 ? The SEC Settlement Committee has imposed fines on Bordin Sangarrayakul and Noparat Jongyin for manupulating the share price of PYLON Public Company Limited (PYLON), and

from the SEC, in violation of the Derivatives Act B.E. 2546 (2003), Section 16 and subject to sanctions under Section 125. This case is in the process of inquiry by the inquiry official. DV Act S.16

), Section 90 and subject to sanctions under Section 289. This case is in the process of inquiry by the inquiry official. SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated 09/04/2014