/2553 Re: Approval of Auditors in the Capital Market Whereas Section 61, Section 89, Section 106, Section 199 and Section 217 of the Securities and Exchange Act B.E. 2535 (1992), and Section 140 of the

brokers which entered the assessment for the first https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6194 SEC imposes civil sanction on four offenders for insider trading of UOB8TF in advance that UOB

Section 317/4 and Section 317/5 of the SEA. The Civil Sanction Committee (CSC) has resolved to impose civil sanctions on the nine offenders, as summarized below:   (a) The offenders are required to pay

amended by the SEA No. 5 in 2016.  The Civil Sanction Committee (CSC) has therefore resolved to impose civil sanctions* on those four offenders, comprising civil penalties, compensations in the amount equal

Civil Sanction Committee (CSC) has resolved to impose civil sanctions** on those 15 offenders, as summarized below.             a. The offenders are required to make payments for the civil sanctions as

Penal Code.The Civil Sanction Committee (CSC) has resolved to impose civil sanctions* on those 12 offenders, as summarized below:              (1) The offenders are required to pay civil penalties

, Section 296/1 and Section 296/2, and civil sanctions under Section 317/4 and Section 317/5 of the SEA. The Civil Sanction Committee (CSC) has therefore resolved to impose civil sanctions on the six

Paragraph 1 of Section 296 and Section 296/2 of the SEA, as amended by the SEA No. 5 in 2016. The Civil Sanction Committee (CSC) has resolved to impose civil sanctions* on those three offenders, comprising

civil sanctions under Section 317/4, Section 317/5, and Paragraph 1 of Section 317/11 of the SEA, as amended by the SEA (No. 5). The Civil Sanction Committee (CSC) has resolved to impose civil sanctions

Earlier, the Civil Sanction Committee decided to impose civil sanctions on Mr. Surin Banyongponglert in the case where he had sent trading orders of PICO shares in the manner of price manipulation