The SEC has recently issued a rule revising the definitions of institutional investor, ultra-high net worth investor and high net worth investor* used for investment in financial products under
Bangkok, June 13, 2014 ? The SEC is seeking public comment on rule revisions on subscription, underwriting, and allotment of newly issued securities and securities underwriting. The revisions aim at
รับฟังสัมมนากว่า 500 ราย เมื่อวันที่ 28 พฤษภาคม 2568 บุคคลในภาพTim Chan, CFA, Head of Sustainability Research, Asia Pacific, Morgan StanleyVerity Chegar, ISSB MemberSammie Leung, Partner, Regional ESG
May 2025, attracting over 500 participants from across the securities industry. In the picture: · Tim Chan, CFA, Head of Sustainability Research, Asia Pacific, Morgan Stanley
The Securities and Exchange Commission (SEC) organized the SEC Capital Market Symposium 2023, an annual seminar to foster collaboration in research and dissemination of academic papers on capital
. Dr. Kiratipong Naewmalee Senior Research Fellow, Thailand Development Research Institute 4. Mr. Thawatchai
public policy and pre-determined criteria. This exemption rule would facilitate social enterprises in raising fund for their operation to achieve the objectives of promoting employment or solving social
number of salespersons sufficient for providing services to investors, the new rule will pave the way for experienced staff to seek sales licenses provided that they meet certain conditions to maintain the
Sustainability Standards Board (ISSB Standards) โดยมี ศาสตราจารย์ ดร.พรอนงค์ บุษราตระกูล เลขาธิการ ก.ล.ต. กล่าวต้อนรับ และได้รับเกียรติจาก Mr. Satoru Yamadera, Advisor, Economic Research and Development Impact
exempted during the conversion process whereas the effective date of registration statement and draft prospectus of REITs will be expedited. In addition, one trust manager-one REIT rule generally applies to