making a cash payment and transferring money to a personal account of the serving investment consultant. Investors should make payments via payment channels and methods specified by the service provider

Following receipt of clue information, the SEC conducted an investigation and found that since 12 January 2022, 1000X, the service provider of the website https://www.1000x.live (“1000x.live”), had

provide investors with more variety of investment alternatives and increase experiences in overseas investment while the service provider is required to comply with rules and practices prescribed by the

, guidelines, service provider supervision, risk management, and business continuity measures.  However, outsourcing does not discharge business operators from responsibility in the outsourced activities

where service provider is unable to perform the outsource activities; and (iii) measures to prevent conflict of interest are also required. For outsourcing to a company in corporate group which is a

แนวทางกำกับดูแลเพื่อป้องกันการใช้ สินทรัพย์ ดิจิทัล เป็นเครื่องมือกระทำความผิด และแนวทางกำกับดูแลผู้ให้บริการกระเป๋า สินทรัพย์ ดิจิทัล ที่รับฝาก สินทรัพย์ ดิจิทัล (custodial wallet provider) ก.ล.ต. เปิดรับ

Capital Market Business . Clause 5 In case an independent director dies, resigns or vacates from the position, an intermediary shall proceed to have a new one for the replacement within 90 days as from the

in the Capital Market Business. Clause 5 In case an independent director dies, resigns or vacates from the position, an intermediary shall proceed to have a new one for the replacement within 90 days

independent director dies, resigns or vacates from the position, an intermediary shall proceed to have a new one for the replacement within 90 days as from the date when such event has occurred unless the SEC

change in accounting policy (TFRS 16) about lease. from previously recorded as a new replacement expense to Recorded in the right of use in the asset category. Net Profit (Loss) for the Period