contrary to the provisions of this Notification until orders and circulars issued under or prescribing guidelines for compliance with this Notification come into force. Clause 5. Any reference made in any

Private Funds shall take effect, mutatis mutandis, to the extent that they are not inconsistent with or contrary to the provisions prescribed herein. 2 Chapter 2 Establishment and Management of Mutual Funds

. Moreover, the existing laws may be impractical for capital market misconduct whereby important evidence is usually in the possession of the offenders contrary to other criminal cases that leave more traces

his conspirators. In doing so, the UBS?s clients did not receive the best price available on the market but had to pay more or sell for less. On the contrary, Numkrit and his associated persons were not

ตัวแทนซื้อขายสัญญาซื้อขายลวงหนาใน ตางประเทศ (ฉบับที่ 2) ลงวันที่12/05/2555 ประเทศนั้นและอยูภายใตการกํากับดูแลของทางการหรือหนวยงานทีท่ําหนาที่กํากบัดูแลดานสัญญา ซ้ือขายลวงหนา (regulated exchange

สมาคมผู้ประเมินมูลค่าทรัพย์สินแห่งประเทศไทย และสมาคมนักประเมินราคาอิสระไทย ให้ร่วมกันท าหน้าที่ก ากับดูแลวิชาชีพประเมินส าหรับตลาดทุนในลักษณะองค์กรก ากับดูแลตนเอง (Self Regulated Organization, (“SRO

licensed or regulated by the SEC Thailand : Asset Management Company Licensed Bank/ Financial Institution Licensed Securities Company Licensed Institution/ Corporation/ Organisation (e.g. insurance company

Thailand by the following intermediaries who are licensed or regulated by the SEC Thailand : Asset Management Company Licensed Bank/ Financial Institution Licensed Securities Company Licensed Institution

director or general manager to the extent that the derivatives intermediary is a financial institution which has been regulated by other governmental agencies before having obtained an approval for

general manager to the extent that the derivatives intermediary is a financial institution which has been regulated by other governmental agencies before having obtained an approval for undertaking 2