transaction without general trading conditions. Therefore, the transaction must be approved by The Board of Directors of the Company and to disclose the information of connected transaction to the SET. 1. Date
of connected transaction to the SET. Page 2 of 4 1. Date, Month, Year of entering into the transaction. After obtaining the approval from the Company’s Board of Directors’ Meeting No. 9/2020 on May 28
Exchange of Thailand (SET) and to hold the shareholders’ meeting for the ratification of the aforementioned transaction. Moreover, the Company is required to appoint an independent financial advisor to give
name of the umbrella fund ________________________________________________________________________ 1 Legal entity refers to the legal form of Thai CIS. CIS in Thailand is set up as a legal entity
Company is required to disclose information to the SET and get approval from the shareholders. The audit committee shall appoint independent financial advisor to provide an opinion regarding the reasonable
DIRECTORS, SENIOR MANAGEMENT AND ADVISERS A. Directors and Senior Management5 1. Provide the names, nationality, addresses and functions of the issuer's directors and senior management or the person within
) Is the Hong Kong Covered Fund offered to the general public in Hong Kong? Yes No If “Yes”, please provide the following details: a) AUM as at the latest practicable date
of Hong Kong ________________________________________________________________________ 6) Is the Hong Kong Covered Fund offered to the general public in Hong Kong? Yes No If “Yes”, please provide the
this regard, the SEC Office may also impose conditions on the intermediary obtaining such waiver. Clause 5 For communication with and providing services to clients, an intermediary shall provide or offer