knowledge and understanding of the general law governing professional practices. Directors, managers and persons with power of management who are responsible for the work unit relating to the functioning as
hereunder: “intermediary” means a securities company or a derivatives intermediary. “fund management company” means a securities company licensed to undertake securities business in the category of mutual
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นักงาน 1 Network firm ในที่นี้ใช้นิยามตาม International Federation of Accountants (IFAC) Code of Ethics for Professional Accountants ซ่ึงหมายถึง กิจการที่มีลักษณะใดลักษณะหนึ่งดังต่อไปนี ้ 1. กิจการที่มี
: “intermediary” means a securities company or a derivatives intermediary; “fund management company” means a securities company licensed to undertake securities business in the category of mutual fund or private