improve the regulations regarding token holder resolutions and relevant procedures, the SEC proposes a set of rules involving methods and reasons for seeking votes from token holders, the determination of
; (2) Clause 20 of the Draft Notification of the SEC Office No. Sor Nor. /2564 Re: Rules, Conditions and Procedures for Managing Mutual Funds for Retail Investors, Mutual Funds for Non-Retail
maintains screening procedures of the qualifications of auditors and the quality of audit work of the auditor who applies for approval in line with international standards. The amended regulations will
unitholders as well as to do all other acts as may be necessary for the completion of liquidation in accordance with the rules, conditions and procedures as specified in the notification of the SEC. The
Capital Market Supervisory Board No. TorThor. 92/2552 Re: Rules, Conditions and Procedures for Brokerage and Dealing of Foreign Securities (No.2) ----------------------------- By virtue of Section 16/6 and
. 50/2555 Re: Rules, Conditions and Procedures for Securities Underwriting (No. 7) By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange
liable for AS’s failure to offer newly issued securities to directors or employees which is in compliance with rules, conditions and procedures as specified in the notification of the Capital Market
procedures as specified in the notification. In this regard, CoinsTH failed to appoint a new highest-ranking person taking responsibility in a compliance unit ("Head of Compliance") by the date