Microsoft Word - SorKhorNor 10-52_en_final invested until its maturity or throughout each investment period or the term of private fund management contract; (b) a specified property fund; (2) the
(exchange) นายหน้าซื้อขายสินทรัพย์ดิจิทัล (broker) ผู้ค้าสินทรัพย์ดิจิทัล (dealer) ผู้จัดการเงินทุนสินทรัพย์ดิจิทัล (private fund management) และที่ปรึกษาสินทรัพย์ดิจิทัล (investment advisor) ต้องได้รับใบ
other businesses under other licenses and approvals granted by the SEC, namely brokerage, dealing and underwriting of securities, private fund management, and derivatives selling agent; 2. The IPO
, private fund management fees and provident fund management fees earned by the Company’s asset management subsidiary, ONE Asset Management Limited. 1.3 Interest on margin loans The Company’s interest on
prohibition of investment company characteristics in issuing and listed companies : * Consisting of the laws and regulations concerning the undertaking of mutual fund management business, private fund
Nor. 22/2552 Re: Establishment of Mutual Fund and Execution of Agreement for Management of Private Fund dated 28 July 2009; “ provident fund ” means a provident fund under the law governing provident
Notification of the Capital Market Supervisory Board No. Tor Nor. 17/2560 Re: Rules for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Investors and Private
main objective is to promote and develop securities businesses in the category of investment management; “Private fund manager” means a director or an employee of a securities company licensed to
management; “Private fund manager” means a director or an employee of a securities company licensed to undertake securities business in the category of private fund management, who is authorized by such