SEC Office on DECEMBER 9, 2022 later than the period specified by the law. SEC Act S.109 Settlement Committee Meeting No. 9/2024 Settlement Committee Order No. 99/2024 Dated 22/11/2024

, 2023 However, FL prepared and submitted the Complaint report of Q2/2023 to the SEC Office on JULY 18, 2023 later than the period specified by the law. SEC Act S.109 Settlement Committee Meeting No. 9

financial statement for first period of six months of the year 2023 to the SEC Office on October 6, 2023 later than the period specified by the law SEC Act S.106 Settlement Committee Meeting No. 9/2024

compliance unit (Head of Compliance) to the SEC through a system prepared on the website of the SEC Office within May 12, 2023. However, FL reported the discontinuation of such a person on May 16, 2023. SEC

compliance unit (Head of Compliance) to the SEC through a system prepared on the website of the SEC Office within May 13, 2023. However, FL reported the appointment of such a person on March 7, 2023. SEC

, KWI reported Risk Level Assessment form on 19 January 2024. SEC Act S.113 Settlement Committee Meeting No. 9/2024 Settlement Committee Order No. 99/2024 Dated 22/11/2024

disclosed the report (Form 59-2) to the SEC office on 3 August 2020 which means Miss Niramarn failed to prepare and disclose the report within the period specified in the notification of the SEC. SEC Act

the report (Form 59-2) to the SEC office on 21 April 2020 which means Miss Ariya failed to prepare and disclose the report within the period specified in the notification of SEC. SEC Act S.59

specified in the notification of Ministry of Finance which is prior to February 12, 2024. However, Satochi submitted a request for approval of major shareholder to the SEC office on March 18, 2024. DAB Act

to give instruction which is a duty required to be performed. DAB Act S.94 in conjunction with 27 Settlement Committee Meeting No. 9/2024 Settlement Committee Order No. 11/2024 Dated 22/11/2024