Determination of Investment Management not being regarded as Securities Business in the Category of Private Fund Management   06/08/2009 16/08/2009 2. Notification of the Securities and Exchange Commission   1

5(1) of the Notification of Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of

BBL Asset Management Company Limited Between January 27, 2023 and October 28, 2024 BBL Asset Management Company Limited as a mutual fund management company, failed to comply with the rules

BBL Asset Management Company Limited From 12 July 2023 to 30 September 2024, BBL Asset Management Company Limited as a mutual fund management company, failed to comply with the rules, conditions and

Section 117 Securities and Exchange Act B.E. 2535 Section 117. In the management of a mutual fund, a securities company may set up and manage a mutual fund only when its application to set up the

Section 117 Securities and Exchange Act B.E. 2535 Section 117. In the management of a mutual fund, a securities company may set up and manage a mutual fund only when its application to set up the

COMPANY LIMITED Disclosure Business News ( 4 record(s) found) Date Time Heading Link 03/03/2022 17:18 Notification of the resolutions regarding the shareholding and management restructuring, the increase of

2006; and (2) Clause 2 (1) and Clause 12 of the Notification of the Securities and Exchange Commission No. KorNor. 20/2547 Re: Rules for Derivatives Fund Management dated 16 April 2004, the Office of the

(No. 3) dated 25 October 2006; and (2) Clause 2 (1) and Clause 12 of the Notification of the Securities and Exchange Commission No. KorNor. 20/2547 Re: Rules for Derivatives Fund Management dated 16

Changing of Position of Power of Management of Persons Approved by the Office   15. Report/Form (Notification of Securities and Exchange Commission) (Synopsis)   12/11/2007 01/01/2008 16. Report/Form