Office in accordance with the rules, conditions and procedures specified in the notification of the SEC. The securities company may act as a custodian for the person who has authorized it to manage the
Office in accordance with the rules, conditions and procedures specified in the notification of the SEC. The securities company may act as a custodian for the person who has authorized it to manage the
for approval of a person who shall perform duties as auditor of the securities company and the finance and securities company as follows: Clause 1. The Notification of the Office of Securities and
of a person who shall perform duties as auditor of the securities company and the finance and securities company as follows: Clause 1. The Notification of the Office of Securities and Exchange
duties as auditor of the securities company and the finance and securities company as follows: Clause 1. The Notification of the Office of Securities and Exchange Commission, Re: Rules for Approval of
Class 1 - Acquisition and Disposition of Asset Transaction with values less than 15%. Therefore, the Company are not required to perform any disclosure under the obligation of such Notification. Page 2
representatives of private funds; “Office” means the Office of the Securities and Exchange Commission. Clause 3. In appointing representatives under this Notification, if the management company appoints the persons
of representatives for sale or acceptance of redemption of investment units and marketing representatives of private funds; “management company” means a management company under the Notification of the
of representatives for sale or acceptance of redemption of investment units and marketing representatives of private funds; “management company” means a management company under the Notification of the
the approval of the Securities and Exchange Commission hereby issues the following regulations: Clause 1. In this Notification, “securities company” means a company licensed to undertake securities