failure to prepare and submit the reviewed financial statements for Q3/2016 within the specified period. SEC Act S.300 Settlement Committee Meeting No. 3/2017 Settlement Committee Order No. 23/2017 Dated

submit the reviewed financial statements for Q2/2016 within the specified period. SEC Act S.300 Settlement Committee Meeting No. 6/2017 Settlement Committee Order No. 47/2017 Dated 19/07/2017

submit the reviewed financial statements for Q3/2016 within the specified period. SEC Act S.300 Settlement Committee Meeting No. 6/2017 Settlement Committee Order No. 47/2017 Dated 19/07/2017

audited financial statements for the year 2016 within the specified period. SEC Act S.300 Settlement Committee Meeting No. 8/2017 Settlement Committee Order No. 65/2017 Dated 20/09/2017

annual registration statement for the year 2016 (Form 56-1, 2016) within the specified period. SEC Act S.300 Settlement Committee Meeting No. 8/2017 Settlement Committee Order No. 65/2017 Dated 20/09

annual report for the year 2016 (Form 56-2, 2016) within the specified period. SEC Act S.300 Settlement Committee Meeting No. 8/2017 Settlement Committee Order No. 65/2017 Dated 20/09/2017

and submit the financial statements for the year 2016 within the specified period. SEC Act S.300 Settlement Committee Meeting No. 11/2017 Settlement Committee Order No. 101/2017 Dated 20/12/2017

financial report for the first half of the year 2017 within the specified period. SEC Act S.300 Settlement Committee Meeting No. 2/2018 Settlement Committee Order No. 7/2018 Dated 21/02/2018

on Digital Asset Businesses B.E. 2561 (2018) (Emergency Decree), the SEC Board Meeting No. 5/2564 passed a resolution ordering Huobi to rectify its work systems, but Huobi failed to do so within

other business operators within 2 years, the client will not be required to do the suitability test prior to making investment in newly issued shares, warrants or bonds. Also, the submission of client