business without license or registration with the SEC in violation of Section 16 of the Derivatives Act B.E. 2546 (2003) and thus liable under Section 125 of the same Act to imprisonment for a term not

Exemption from Filing of Registration Statement for Offer for Sale of Sukuk

Filing of Registration Statement for Offer for Sale of Securities (No. 6)

Exemption from Filing of Registration Statement for the Offer for Sale of Debt Securities

Exemption from Filing of Registration Statement for the Offer for Sale of Securities (No. 3)

Exemption from Filing of Registration Statement for Offer for Sale of Securities (No. 4)

Registration of Derivatives Business Operator in the Category of Derivatives Broker and Derivatives Dealer (No. 2)

Rules, Conditions and Procedures for Approval Concerning Registration of Client’s Assets (No. 2)

Filing of Registration Statement for Offer for Sale of Securities (No. 2)

Registration of Derivatives Business Operator in the Category of Derivatives Broker and Derivatives Dealer