monitoring listed companies? performance, the SEC did not grant further extension of deadlines for AIE and AI as requested. In this regard, AIE and AI must submit the said financial statements urgently. For
Prevention and Development Division and Market Intermediaries Division. 1.1 Prevention and Development Division comprises Corporate Monitoring Department, Financial Literacy Department and Corporate
) Intermediaries: Surveillance, monitoring, inspection and investigation of business operators and related capital market personnel;(5) Enforcement: Legal actions against the violators;(6) Toward international
financial products. For the best interest of the fund members, they should also be well-versed in selecting asset management companies, monitoring and assessing performance of asset management companies to
, stated: “In this case, the SEC has been closely monitoring the operations of digital asset business operators. We reiterate that all operators providing WLD coin services must comply with regulations
Understanding re: the Feasibility Study on the Acquisition of CR Solar Company Limited and (2) Related Parties Transaction. Attn: Director and Manager The Stock Exchange of Thailand Enclosure: 1. Information
Bangkok, August 5, 2011 ? The SEC urges shareholders of G J Steel Plc. (GJS) to carefully study on the company?s plan to enter into connected transactions with AM, including the company?s entering
Bangkok, July 5, 2011 - The SEC urges shareholders of Wave Entertainment Plc. (WAVE) to carefully study WAVE?s plan to acquire shares of Thai Solar Energy Co., Ltd. (TSE) before exercising their
for clients; (b) providing information regarding capital market products or services for the assigned personnel under (a) to study and acquire the understanding of the details thereof before presenting