The SEC has amended the regulations concerning supervision of personnel in capital market businesses by extending the renewal application submission period from September 1st to December 15th each
application for approval have been effective from 16 July 2018. The capital market intermediaries of all kinds, whether it be securities brokers, mutual fund brokers, management companies for mutual funds or
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมกับหน่วยงานพันธมิตร จัดกิจกรรม “Application Deep Dive” ภายใต้โครงการ Capital Market Datathon เวทีการแข่งขันออกแบบไอเดียสร้างสรรค์
Application อ้างชื่อ FundesTH และ Line อ้างชื่อ FUNDESTH : Unlicensed securities and derivatives business (Disclosure Date : 11/04/2025)
Application "Crypto.com | Defi Wallet" or https://xau.mariarise.pro (impersonates "Crypto.com", a foreign business operator) : Unlicensed digital asset business (Disclosure Date : 09/11/2024)
Line open chat ชื่อ BIDEN NEWS 2 และ Application NDITSPRO และ Line ชื่อ NDITSPRO : Unlicensed securities and derivatives business (Disclosure Date : 14/11/2023)
Website "https://www.bitradex.ai/en", Application "BitradeX-AI Crypto Ttrading", and Facebook page "Bitradex" : Unlicensed digital asset business (Disclosure Date : 26/02/2026)
, provided information to the press at a monthly media briefing in March 2024. The briefing covered the enhancement of regulations regarding short selling and program trading to ensure greater transparency
The Securities and Exchange Commission (SEC), led by Ms. Jomkwan Kongsakul and Mr. Anek Yooyuen, Deputy Secretaries-General, provided information to the press at the monthly media briefing in August
information to the press at the monthly media briefing in July 2024. The briefing covered the SEC’s law enforcement activities, enforcement statistics, short selling and program trading regulations, and