2016. Investment consultants must not abuse their duties to seek unfair benefits from investors no matter with or without clients? consent. In any case, the SEC takes strict action against all offenses
executive for a period of 22 months. The civil sanctions prescribed by the CSC will take effect once the offender signs a letter of consent agreeing to comply with the sanctions. If the offender refuses to
, 2018 between Bangkok Mass Transit System Public Company Limited and Master and More Company Limited has been amended to the satisfaction of PLANB; (9) The Company shall have obtained written consent from
Company Limited and Master and More Company Limited has been amended to the satisfaction of PLANB; (9) The Company shall have obtained written consent from KASIKORN Bank Public Company Limited in connection
the conditions that the REIT has been granted approval from the REIT Unitholders’ Extraordinary Meeting in entering into the related transactions and executions and given consent by the Office of the
companies and listed companies for a period of 34 months, starting from 26 April 2024. The civil sanctions, as imposed by the CSC in (b), will take effect when the offenders sign the letters of consent
evidence: (1) certification letter and consent letter of the audit firm to which the applicant is attached which certifies and gives consent in the following matters, as per Form 61-2 which is available on
) allocate sufficient resources and budget to persons who relate to any operation in compliance with such policy and plan; (2) provide a measure to control and monitor operation under such policy and plan
that the securities company is able to demonstrate establishment of the organizational structure which does not cause conflicts of interest or provision of an effective measure to prevent such conflicts