failed to inform a client of material information that was likely to affect investor's interests.Following the SCB report, the SEC probed into the case and found that a client wanted to sell investment

the price of main raw material which increased in accordance to the global market price. As a result, Thailand has the volume of exports of palm oil more than the same period of the last year. Although

) communications with clients An intermediary shall pay due regard to the information needs of its clients , and communicate information to them in a way which is clear, not distortion and not misleading; (11

clients An intermediary shall pay due regard to the information needs of its clients, and communicate information to them in a way which is clear, not distortion and not misleading; (11) clients

due regard to the information needs of its clients, and communicate information to them in a way which is clear, not distortion and not misleading; (11) clients’ relationships of trust An intermediary

-Process (KYP) due diligence. This is to ensure that clients who are foreign securities companies acknowledge and understand the relevant regulations and effectively communicate these regulations to their

environmental action plan in place. Additionally, they must communicate progress on these matters to investors according to specified criteria.  2. To strengthen the roles and responsibilities of AMCs: In

SEC, thus providing basic information for investors’ decision making and self-protection against capital market frauds. The mobile app is also a convenient channel for the SEC to communicate and keep

compare to the same period of 2016 which gross profit margin was 19.01%. Due to the raw material in stock was higher than the average market price. 3. Selling expenses was Baht 27.26 million which increased

compare to the same period of 2016 which gross profit margin was 19.01%. Due to the raw material in stock was higher than the average market price. 3. Selling expenses was Baht 27.64 million which increased