hold position of director or manager of management company or any other equivalent position with any other title responsible for the division related to capital market; (2) not being a director

stakeholder consultation feedback in future.Acknowledging the role of voluntary carbon market in accelerating decarbonization in ASEAN, ACMF is determined to continue its study on voluntary carbon market. The

suspicious trading behaviors of a UBS employee who was responsible for executing securities trading for or on behalf of its clients, all of which are institutional clients.  According to the SEC findings

securities-clearing (back-office function) including the segregation of reporting line of the personal in the segregated units and there should be a person responsible for https://publish.sec.or.th/nrs

-office function) including the segregation of reporting line of the personal in the segregated units and there should be a person responsible for https://publish.sec.or.th/nrs/3814pe.doc แบบแสดงรายการ

adopt the I Code as a guideline for work operation and investment.?Institutional investors are a  key component of the capital market. Their adoption of the I Code will enhance trustworthiness of both

requires a knowledgeable, capable and responsible person to perform. The Notifications of the Securities and Exchange Commission, the Notifications of the Capital Market Supervisory Board and the

. Details of the applicant (pursuant to Clause 7 of the Notification of the Capital Market Supervisory Board No. Tor Thor. 31/2556 Re: Rules on Application for Obtaining an Approval and Granting of Approval

Economic and Social Commission for Asia and the Pacific (ESCAP)  ในหัวข้อ "Towards Responsible Business Practices in ASEAN" โดยได้กล่าวถึงบทบาทของ ก.ล.ต. ในฐานะประธาน ASEAN Capital Markets Forum ในปี 2019

. Outsourcing does not have a huge amount of service providers, resulting to a situation where outsourcee cannot be employed immediately, and this might lead to an effect regarding the capital market. Business