the following regulations: Clause 1 In this Notification: (1) “derivatives broker” means any person licensed to undertake derivatives business in the category of derivatives broker; (2) “market maker of
exchange act and class action litigation on securities fraud to lawyers will strengthen legal remedies available for defrauded investors in capital market. Therefore, SEC joins hand with Lawyers Council
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The SEC is proposing the rules and procedures under the draft Securities and Exchange Act (SEA) (No…) B.E. …., which has been considered by the National Legislative Council. The draft SEA prescribes
Bangkok, 12 February 2024 – The Securities and Exchange Commission (SEC), in collaboration with the Thai Bond Market Association (ThaiBMA), has developed a standardized sample of a bondholders
Framework, issuers planning to offer or list equity or plain debt securities can expect a shorter time-to-market and faster access to capital across signatory countries through a streamlined review process.In
instrument for fundraising and financial management. The project encourages SMEs to make use of the capital market to access diverse fund resources for business expansion and management in preparation for the
23/11/2011 01/12/2011 3. Notification of Capital Market Supervisory Board Tor Thor. 27/2559 Rules, Conditions, and Procedures for Securities Underwriting (Codefied) 08/07/2016 01/08/2016 4
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The amendments aim to enhance suitability for the risk profile of the foreign issuer and alignment with the changing contexts and landscape of the bond market. In this regard, five relevant