Paragraph 1 of Section 100 of the Securities and Exchange Act B.E. 2535 (1992) and Clause 11 of the Notification of the Capital Market Supervisory Board No. Tor Thor. 60/2561 Re: Rules, Conditions and
the Capital Market Supervisory Board No. TorThor. 93/2552 Re: Rules for Undertaking Derivatives Brokerage Business Overseas for derivatives Brokers (codified) By virtue of Section 18 of the Derivatives
Notification of the Capital Market Supervisory Board No. TorThor. 8/2551 Re: Rules, Conditions and Procedures for Applying for Permission and Granting of Permission to Securities Company to Establish Branch
Procedures for Approval of the Private Fund Custodian 22/12/2004 16/12/2004 4. Notification of Capital Market Supervisory Board 85/2552 03/08/2009 01/09/2009 5. Notification of Capital Market
. ------------------------------ Notification of the Capital Market Supervisory Board No. TorNor. 77/2552 Re: Rules, Conditions, and Procedures for Liquidation of Mutual Funds as a result of Merger or Amalgamation of Mutual Funds By virtue of
the Capital Market Supervisory Board No. TorNor. 77/2552 Re: Rules, Conditions, and Procedures for Liquidation of Mutual Funds as a result of Merger or Amalgamation of Mutual Funds By virtue of Section
/2554 Re: Rules, Conditions and Procedures for Securities Underwriting (No.2) dated 10 January 2011. 2 Repealed and replaced by the Notification of Capital Market Supervisory Board No. TorThor.22/2554 Re
defined in the Notification of the Capital Market Supervisory Board concerning Provisions relating to Officering for Sale of Units of Collective Investment Schemes between Hong Kong Special Administrative
The SEC has initiated an issuance of a notification stipulating rules, conditions and procedures for collecting, disposing, and distributing REIT assets, based upon the Notification of the Capital
. KorThor. 14/2546 Re: Rules, Conditions and Procedures for Securities Underwriting dated 11 July 2003. Repealed and replaced by the Notification of Capital Market Supervisory Board No. TorThor.3/2554 Re